4 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Chief Compliance Officer (Connecticut): Our client, a $10B private equity fund, is hiring an exceptional individual as their Chief Compliance Officer. This hire will be an integral part of the firm's cross-functional operations team, collaborating with Legal, Finance, and Investor Relations professionals. With the support of a General Counsel and Legal Analyst, the CCO will oversee the entirety of the compliance program and have a seat at the table with regards to business decisions. Key Points Opportunity to have influence over the direction of the firm’s compliance program as a trusted advisor to senior management Leadership role with autonomy and a voice in evaluating and managing risks within the organization Organization consists of exceptional individuals, making this position ideal for someone seeking to be surrounded by and inspired by professionals with impressive careers and achievements Firm has stable assets, is currently fundraising, and has an established and strong reputation in the industry Responsibilities Oversee all aspects (planning, preparation, and review) of regulatory filings Manage the entire compliance program from conducting compliance testing to ensuring effective cybersecurity policies and procedures are in place to Code of Ethics work Collaborate with the firm’s investment professionals and marketing team to review marketing decks/investor letters/DDQ responses and manage the restricted list Stay up to date on regulatory developments and industry trends to ensure the compliance program remains current and effective Qualifications Bachelor’s degree and JD required Former experience in big law required Current experience at a private equity or private credit organization in a compliance capacity Expertise in regulatory compliance relevant to SEC-registered investment advisers, either as an in-house compliance professional, compliance consultant, or attorney 10+ years of experience required Job Reference #AM3300935 Referrals increase your chances of interviewing at Cardea Group by 2x Medical insurance Vision insurance 401(k) Paid maternity leave Paid paternity leave Disability insurance Get notified about new Compliance Officer jobs in Connecticut, United States . #J-18808-Ljbffr
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