Futures trading platform located in Chicago looking to bring on a new “Chief Compliance Officer” to join their team. This role is in a hybrid schedule (3 days per week).Responsibilities:•MonitoringandinterpretingregulatoryrequirementsfromrelevantauthoritiessuchastheCommodityFuturesTradingCommission(CFTC),NationalFuturesAssociation(NFA),andotherregulatorybodies•Developingandmaintainingpoliciesandprocedurestoensurecompliancewithapplicablelaws,rules,andregulations•Conductingregularcompliancereviewsandassessmentstoidentifypotentialareasofnon-complianceandimplementcorrectiveactionsasnecessary•Assessingandmitigatingcompliancerisksassociatedwiththecompany’soperations,products,andservices•Developingrisk-basedcompliancemonitoringprogramstoidentify,assess,andaddresspotentialcompliancerisks•Providingguidanceoncompliance-relatedriskstoseniormanagementandtheotherSeniorExecutives•Serveastheprimarypointofcontactforregulatoryagenciesandprovideguidancetoseniormanagementoncompliancematters•Investigateandrespondtoregulatoryinquiries,preparationforNFAexams,satisfyingannualNFArequirementsandmanagementofinternalaudits•Managethereviewandapprovalprocessesforpromotionalmaterial,salessolicitation,newaccounts,tradingactivity,andcustomercomplaints•AdvisetheFuturesbusiness,withaparticularfocusonComplianceresponsibilitiesasanon-ClearingFCM•Identifyregulatorytrendsanddevelopments,advisethebusinessonhowsuchtrendsanddevelopmentsmayimpacttheircurrentactivities,andworkwiththebusinesstoimplementanyrequiredchangestocurrentpolicyorpractices•Research,interpretandadvisethefirmregardingcompliancewithlaws,regulations,andguidanceapplicabletonon-clearingfuturescommissionmerchants
...Job TitleUnder direct supervisor, this position assists security members as required in producing elements necessary for completing security assignments.Escorts will monitor all activities of uncleared contractors performing service for the company and the government....
The Dell Medical School in conjunction with Dell Children's Medical Center of Central Texas (DCMCCT), is seeking Advanced Practice Nurses to be part of the Texas Center for Pediatric and Congenital Heart Disease night shift team. These individuals will work collaboratively...
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